SEC, CFTC Seek Public Input on Data Reporting Frameworks for Security-Based Swap and Swap Markets

The Securities and Exchange Commission and Commodity Futures Trading Commission today issued a joint request for public comment on potential opportunities to harmonize, modernize, and streamline data reporting requirements in their regulation of the…

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SEC Seeks Public Comment on Novel Exchange-Traded Funds

rss:sec-pressprimary91d ago kagi ↗

The Securities and Exchange Commission today issued a request for public comment on exchange-traded funds (ETFs) seeking to invest in innovative asset classes or engage in novel investment strategies. The request focuses on ways to facilitate innovation…